Thomas C. Poss, has over 30 years of experience in the financial industry the last 15 years of which have been as the CFO for a regional Broker/Dealer with 23 offices and 380 employees, and prior to that as the Chief Compliance Officer (CCO) at the same firm (Aegis - July 2008 to present). In additional simultaneous engagements, he served as both CFO, CCO and senior trading floor supervisor for two NYSE/Amex DMM Specialist firms (J. Streicher - May 2014 to Aug 2018 and Cryan & Co - Mar 2011 to Sept 2013). Over his three decades he has worked and supervised every aspect of the securities industry including operations, trading, investment banking, private equity and more, he holds a dozen NYSE/Amex/SEC/FINRA/State securities licenses (series 3, 4, 7, 14, 14a, 24, 28, 55, 63, 79, 99 and SIE).
Prior to entering the finance field, he worked in communication technology, legal services, consumer products and automotive. He has volunteered in areas of social need and animal welfare and stays casually active in bipartisan community matters. Within the prior 5 years and currently he holds no other directorships or board seats. His degree is from area Jesuit institution Fairfield University.